Directors’ Holdings

 

Name and Municipality of Residence

Present Office and Date First Appointed as Director

Number of Common Shares Owned, Beneficially Held or Controlled

% of Class Held or Controlled

Mario Stifano
Toronto, Canada

Director
June 3, 2021

300,499

0.36%

Brent Omland
Connecticut, USA

Director

June 3, 2021

33,334

0.04%

James B. Clancy
Toronto, Ontario

Director 
June 21, 2001

3,685

0.01%

David Cather

Director

June 26, 2019

0

0

Róisín Magee
Dublin, Ireland

Director and Chairperson

October 15, 2018

50,000

0.06%

The number of AIM shares held by Directors is 387,518 and the percentage of securities held by Directors is 0.47%.

Issued and Outstanding Shares total 85,170,134 as of July 14, 2022.

There are no shares held in treasury. The percentage of AIM Securities not in public hands is 39.58%. The significant shareholders and their associated percentage holdings are shown below:

Melquart Ltd, a London-based Family Office, holds 28.50% of the issued and outstanding shares.

Eric Sprott, through 2176423 Ontario Ltd., a corporation that is beneficially owned by him, holds 10.37% of the issued and outstanding shares.

Michael Gentile holds 7.16% of the issued and outstanding shares.

Former Galantas CEO Roland Phelps holds 6.29% of the issued and outstanding shares.

Miton Group holds 5.69% of the issued and outstanding shares.

Ross Beaty holds 4.40% of the issued and outstanding shares.

Ocean Partners holds 4.01% of the issued and outstanding shares.

The share information above is considered current as of July 14, 2022, except where noted.

Details of restrictions

There are no restrictions on the free transferability of the Company's AIM securities. Shares issued via private placements are subject to a 4 month hold period following issuance. 

Disclosure for the purposes of Rule 26 of the AIM Rules for Companies

The Company is federally incorporated in Canada with registered number 638478-1 and the Company's main country of operation is Northern Ireland.

The rights of shareholders in Galantas Gold Corporation (the Company) may be different from the rights of shareholders in a UK incorporated company.

These rights may restrict the disclosure of the beneficial ownership of important shareholdings, or changes in such shareholdings, by the Company where such information is not disclosed to the Company.

The company is not subject to the UK City Code on Takeovers and Mergers.

Directors’ insider dealing reports and lists of current holdings may be accessed on www.sedi.ca

Outstanding warrants and options as of 14 June 2022
 

Security Type Grant Date Expiry date Exercise price (CAD$) Number of Warrants/Options Proportion of issued share capital
Warrant 14/05/2021 14/05/2023 $0.40 17,225,265 20.57%
Warrant 04/02/2022 04/02/2023 $0.50 250,000 0.30%
Warrant 14/05/2021 31/12/2023 $0.33 2,400,000 2.87%
Option 19/4/2018 19/04/2023 $1.10 25,000 0.03%
Option 13/2/2019 13/02/2024 $0.90 85,000 0.10%
Option 27/6/2019 27/06/2024 $0.90 100,000 0.12%
Option 19/05/2021 19/05/2026 $0.86 3,770,000 4.50%
Option 21/06/2021 21/06/2026 $0.73 425,000 0.51%
Option 27/8/2021 27/06/2026 $0.86 20,000 0.02%
Option 03/05/2022 03/05/2027 $0.60 1,742,500 2.08%
        26,042,765 31.10%

Company Documents

Certificate of Continuance – April 2005
Certificate of Amendment – April 2020
Certificate of Amendment – December 2012
Certificate of Amendment – February 2014

Investors are cautioned that this website is only periodically reviewed and that access to current information is available on www.sedi.ca and www.sedar.com


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All rights reserved.